In this Documents section of Ponzi Clawbacks, you’ll find FINRA Investment Adviser Reports. These detail an SEC-registered broker’s licensing and professional history.
BECKMAN, Jason “Bo”: Jason “Bo” Beckman FINRA Investment Adviser Report
ELIA, George: George Elia FINRA Investment Adviser Report
FARAHI, John: John Farahi FINRA Investment Adviser Report
GERINGER, John: John Geringer FINRA Investment Adviser Report
KELLY, Jeffrey: Jeffrey Kelly FINRA Broker Report
PERSAUD, Gurudeo “Buddy”: Gurudeo “Buddy” Persaud FINRA Broker Report
PERSAUD, Gurudeo “Buddy”: Gurudeo “Buddy” Persaud FINRA Investment Adviser Report
SCHNEPP, Robert: Robert Schnepp FINRA Broker Report
SEPERO, George: George Sepero FINRA Broker Report
SINGH, Vincent Thakur: Vincent Thakur Singh FINRA Broker Report